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Title: SEC Disclosures, Issues and Developments for FPI 

Date: Wednesday, October 17, 2018

 (After Wednesday, October 17, 2018 - Available On Demand)

Time: 1:00 PM - 2:00 PM EDT

Duration: 1 hour 

Credits: 1 Live CLE

SEC Disclosures, Issues and Developments for FPI

Wolters Kluwer Legal and Regulatory is proud to partner with Mayer Brown 

Wolters Kluwer thought leaders are pleased to join Michael Hermsen, partner in Mayer Brown’s Chicago office and a member of the Corporate & Securities practice, and Anna Pinedo, co-leader of Mayer Brown's Global Capital Markets practice and a partner in the firm's New York office, to explore SEC Disclosures, Issues and Developments for FPIs.

Key discussion topics include:

  • Staff guidance regarding the foreign private issuer definition;
  • Areas of focus for SEC comments in anticipation of upcoming 20-Fs and 40-Fs, including cyber security matters;
  • Disclosure simplification;
  • Exhibits, HTML, and XBRL for foreign private issuers and IFRS filers; and 
  • Areas of likely SEC focus in the coming months.

 Space is limited for this exclusive complimentary CLE approved webinar. CLE credits are only offered for live attendance and are complimentary.

Wolters Kluwer Legal & Regulatory U.S. is pleased to partner with Above the Law for CLE accreditation.*  Upon the conclusion of each webinar an informal certificate of completion will be issued by Wolters Kluwer Legal & Regulatory U.S. Attendees will also receive an official certificate via email from Above the Law's third-party CLE provider, Marino Law. 

*CLE available for NY, NJ, and CA. A Uniform Certificate of Attendance for CLE credit will be issued for all other states. 

Featured speakerS:

Anna T. Pinedo

Anna Pinedo is a partner in Mayer Brown’s New York office and a member of the Corporate & Securities practice. She concentrates her practice on securities and derivatives. Anna represents issuers, investment banks/financial intermediaries, and investors in financing transactions, including public offerings and private placements of equity and debt securities, as well as structured notes and other hybrid and structured products. 

In the derivatives area, Anna counsels a number of major financial institutions acting as dealers and participants in the commodities and derivatives markets. She advises on structuring issues as well as on regulatory issues, including those arising under the Dodd-Frank Act. 

Michael L. Hermsen
Partner, Mayer Brown 

Michael Hermsen is a partner in Mayer Brown’s Chicago office and a member of the Corporate & Securities practice. Mike has an extensive practice that focuses on securities matters. He represents issuers, investment banking firms, and security holders in connection with issuances of equity and debt securities. Mike also represents corporate clients in connection with compliance and reporting matters and counsels companies, boards of directors, and management on stock purchases, liability management, executive compensation reporting, and corporate governance matters.