This webinar focuses on the critical importance of risk mitigation programs based on recent regulatory, compliance and enforcement developments. Specifically, we will explore important developments that demonstrate the enforcement community’s intensified focus on risk assessments and risk mitigation efforts in the context of ongoing investigations and other analyses. An overview of potential approaches and related considerations will also be presented so that attendees can more effectively assess their risk mitigation programs in terms of approach, structure, breadth and implementation. We will also explore potential pitfalls and approaches to avoid.
These programs are currently pending approval of CEU from The Compliance Certification Board (CCB)®. Registration requires a complete Name, Title, Organization, and a valid business Email Address.